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The Organic Act of the Securities and Futures Bureau, Financial Supervisory Commission
1.中華民國九十七年一月九日總統華總一義字第 09700002281 號令制定 公布全文 6 條；並自公布日施行 2.中華民國一百年六月二十九日總統華總一義字第 10000136531 號令修 正公布名稱及全文 6 條；施行日期，由行政院以命令定之 （原名稱：行政院金融監督管理委員會證券期貨局組織法；新名稱：金 融監督管理委員會證券期貨局組織法） 中華民國一百年十月三十一日行政院院授研綜字第 1002261392 號令發 布定自一百零一年七月一日施行
資料來源：全國法規資料庫（ChLaw.json，版本 2026/7/24 上午 12:00:00）・政府資料開放授權
1(Purpose of Establishment and Affiliation)
2The Financial Supervisory Commission establishes the Securities and Futures Bureau (hereinafter referred to as the "Bureau") for purposes of the supervision and regulation of the securities and futures markets and securities and futures enterprises, and the formulation, planning, and implementation of related policies, laws, and regulations.
1(Authority and Duties)
2The Bureau shall be in charge of the formulation, planning, and implementation of the following matters:
31. Supervision and regulation of public companies and of the offering, issuance, listing, and over-the-counter trading of securities.
42. Supervision and regulation of the review and trading of futures trading contracts.
53. Supervision and regulation of securities and futures enterprises.
64. Supervision and regulation of foreign investment in domestic securities and futures markets.
75. Supervision and regulation of securities industry associations, futures industry associations, and related foundations.
86. Supervision and regulation of securities investment trust funds and securities margin transactions.
97. Supervision and regulation of the auditing and attestation of financial reports of public companies by certified public accountants.
1(Title, Rank, and Number of Senior Official and Deputy Senior Officials)
2The Bureau shall have one director general, who shall be a regularly appointed senior civil servant at occupational grade 13, and two deputy directors general, who shall be regularly appointed senior civil servants at occupational grade 12.
1(Title and Rank of Chief of Staff)
2The Bureau shall have one chief secretary, who shall be a regularly appointed senior civil servant at occupational grade 11.
1(Preparation of Personnel Organization Table)
2The civil service rank, occupational grade, and staffing quotas for each occupational title within the Bureau shall be separately specified in a personnel organization table.
1(Date of Enforcement)
2The Executive Yuan shall prescribe by order the implementation date of this Act.
108. Protection of securities investors and futures traders.
119. Processing of examination reports on financial institutions in relation to the businesses of the Bureau and conducting necessary follow-up and assessments.
1210. Supervision and regulation of other matters in connection with securities and futures enterprises.