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Regulations for the Examination of Financial Holding Company Merger Cases
1.中華民國九十年十月二十四日行政院公平交易委員會（90）公壹字第 9 009484007 號令、財政部（90）台財融（一）字第 0901000167 號令訂 定發布全文 14 條；並自九十年一月一日起施行 2.中華民國九十一年三月二十七日行政院公平交易委員會（91）公壹字第 0910001903 號令、財政部（91）台財融（一）字第 0911000182 號令 修正發布全文 14 條；並自發布日施行 中華民國一百零一年二月三日行政院院臺規字第 1010122318 號公告第 3 條第 1 項、第 4 條第 1、2 項、第 5 條第 1 項、第 6 條、 第 7 條、第 9 條第 1、2、3、4 項、第 10 條、第 11 條、第 12 條、第 13 條所列屬「行政院公平交易委員會」之權責事項，自一百零 一年二月六日起改由「公平交易委員會」管轄 3.中華民國一百零三年三月二十五日公平交易委員會公服字第 103126020 11 號令、金融監督管理委員會金管銀法字第 10300055351 號令會銜 修正發布全文 13 條；並自發布日施行 4.中華民國一百零四年七月九日公平交易委員會公服字第 10412605701 號令、金融監督管理委員會金管銀法字第 10400147271 號令會銜修正 發布全文 6 條；並自發布日施行
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These Regulations are formulated pursuant to the provisions of Article 9 Paragraph 2 of the Financial Holding Company Act.
1If the circumstance, as described in Article 10 Paragraph 1 and either one of the subparagraphs set in Article 11 Paragraph 1 of the Fair Trade Act, is present in the establishment of a financial holding company, a merger notification should be submitted to the Fair Trade Commission in compliance with relevant provisions of the Fair Trade Act prior to the merger.
2The provisions as described in the preceding Paragraph are not applicable under the circumstances as described in Article 12 of the Fair Trade Act.
1Upon receiving the application for the establishment of a financial holding company, the Financial Supervisory Commission should advise the applicant to submit a merger notification with the Fair Trade Commission in the event that the provisions as described in the preceding Paragraph are applicable.
2In reviewing a merger notification submitted in accordance with the provisions as described in Paragraph 1 of the preceding Article, the Fair Trade Commission may consult with and obtain the opinions of the Financial Supervisory Commission. The Financial Supervisory Commission should be informed in writing of any relevant resolutions or decisions made by the Fair Trade Commission on the said case.
In the event that the submitting of a merger notification with the Fair Trade Commission is required, pursuant to the provisions of Article 2 of these Regulations, the notifying merger parties must conform to the format set forth by the Fair Trade Commission, and all relevant required information shall be submitted with the merger notification.
1When a business submits a merger notification, the Fair Trade Commission will not only conduct a review with reference to the factors listed in "Fair Trade Commission Guidelines on Handling Merger Filings", the following factors will also be taken into consideration:
21. The impact on the stability and the integrity of the financial markets.
32. The impact on the availability and convenience of financial services.
43. The impact on the innovation of financial services.
54. Policy made by the competent authority relevant to the financial industry.
These Regulations are effective on the date of promulgation.