證券業暨期貨業接受個人資料查詢閱覽製給複製本之程序及收費標準辦法
Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries
沿革（11 筆）
1.中華民國八十五年十二月三十一日財政部證券管理委員會（85）台財證 （三）字第 04111 號令訂定發布全文 6 條 中華民國八十六年一月十三日臺灣證券交易所股份有限公司台證（86） 交字第 00883 號公告 2.中華民國八十七年一月十五日財政部證券暨期貨管理委員會（87）台財 證（三）字第 000179 號令修正發布名稱及條文 （原名稱：證券業接受個人資料查詢閱覽製給複製本之程序及收費標準 辦法；新名稱：證券業暨期貨業接受個人資料查詢閱覽製給複製本之程 序及收費標準辦法） 3.中華民國一百零三年二月十四日金融監督管理委員會金管證券字第 103 0001373 號令發布廢止
資料來源：全國法規資料庫（ChOrder.json，版本 2025/12/26 上午 12:00:00）・政府資料開放授權
Article 1
These Rules are prescribed in accordance with Paragraph 2 of Article 26 of the Law Governing Protection of Personal Data Processed by Computers (the "Law") and Paragraph 2 of Article 8 of the Enforcement Rules of the Law.
Article 2
When the principal requests a securities/futures enterprise to inquire about, examine, and issue copies of his/her personal data, he/she shall provide identification documents, fill in an application form, and file the same to the securities/future enterprise keeping his/her source data.If such securities/futures enterprise cannot provide the data, the principal may file the application to the securities/futures enterprise subsequently handling his/her personal data.
If the principal consigns another person for the application referred to in the preceding Paragraph, in addition to the application form, the authorization letter issued by the principal and the identification documents of the principal and the consignee shall be provided.
Article 3
A securities/futures enterprise shall not refuse the request for inquiry, examination, or issuance of copies of the personal data of the principal, unless:
1.The matter involved need not be publicized under Article 39 of the Enforcement Rules of the Law;
2.Execution of duties may be impeded; or
3.Material interest of a third party may be damaged.
The refusal of the application for inquiry, examination, or issuance of copies of the personal data of the principal by a securities/futures enterprise shall be made within 30 days from the application of the principal.
Article 4
Except for the condition referred to in the preceding Article, a securities/futures enterprise shall provide the principal with the personal data for his/her verification, examination, or issuance of copies of such personal data within 30 days from the application.
The principal shall examine his/her personal data in the place designated by the securities/futures enterprise with the company of the personnel of such securities/futures enterprise.
Article 5
The securities/futures enterprise may charge a fee for accepting the inquiry or examination of the personal data of the principal or issuance of copies of such personal data.However, such fee shall reflect the cost for accepting the inquiry, examination or issuance of copies only.
Article 6
These Rules shall come into effect from the date of promulgation.